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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-18
  • FL RA
    APPROVED
    Since 2025-09-18

Branch Locations

701 U.S. Hwy 1, Suite 401, North Palm Beach, FL 33408 • United States

Indialantic, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Midwest Bank Joliet IL 12/2011 02/2022
Parasol Investment Management Westmont IL 07/2015 02/2022
Five Dimensions Investment Management Indialantic FL 02/2022 08/2025
Mml Investors Services, Llc North Palm Beach FL 08/2025 Present
Massmutual Life Insurance Company North Palm Beach FL 08/2025 Present
  • 12/2011 → 02/2022
    First Midwest Bank
    Joliet, IL
  • 07/2015 → 02/2022
    Parasol Investment Management
    Westmont, IL
  • 02/2022 → 08/2025
    Five Dimensions Investment Management
    Indialantic, FL
  • 08/2025 → Present
    North Palm Beach, FL
  • 08/2025 → Present
    Massmutual Life Insurance Company
    North Palm Beach, FL
Previous Registrations
  • 2022-07-13 → 2025-08-07
    Five Dimensions Investment Management
    Indialantic, FL
  • 2015-11-04 → 2017-03-30
    Parasol Investment Management, Llc
    Joliet, IL
    Westmont, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-09-18
S65 Uniform Investment Adviser Law Examination 2021-11-29
  • S63 Uniform Securities Agent State Law Examination
    2025-09-18
  • S65 Uniform Investment Adviser Law Examination
    2021-11-29
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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