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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-09-18 |
Branch Locations
701 U.S. Hwy 1, Suite 401, North Palm Beach, FL 33408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Midwest Bank | Joliet | IL | 12/2011 | 02/2022 |
| Parasol Investment Management | Westmont | IL | 07/2015 | 02/2022 |
| Five Dimensions Investment Management | Indialantic | FL | 02/2022 | 08/2025 |
| Mml Investors Services, Llc | North Palm Beach | FL | 08/2025 | Present |
| Massmutual Life Insurance Company | North Palm Beach | FL | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-09-18 |
| S65 | Uniform Investment Adviser Law Examination | 2021-11-29 |
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