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Inactive

Richard So

Rbc Private Counsel (Usa) Inc.

Toronto, Ontario

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Current Employers
Rbc Private Counsel (Usa) Inc.

155 Wellington Street West, 17Th Floor Rbc Centre, Toronto, On M5V 3K7 • Canada

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-08-06
  • TX RA
    APPROVED_RES
    Since 2015-08-06

Branch Locations

5140 Yonge Street, 11Th Floor, Toronto, Ontario M2N 6L7 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Dominion Securities Inc. North York, Ontario 03/2009 Present
Rbc Private Counsel (Usa) Inc. Northy York,. Ontario 08/2014 Present

View on SEC IAPD

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