Sophia Alexis Hurrell

Rbc Capital Markets, LLC

Chevy Chase, MD

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2025-02-27
TX	RA	APPROVED_RES	2023-03-15
VI	RA	APPROVED	2023-03-15
MD	RA	APPROVED	2022-10-28
DC	RA	APPROVED	2022-03-24

VA RA
APPROVED

Since 2025-02-27
TX RA
APPROVED_RES

Since 2023-03-15
VI RA
APPROVED

Since 2023-03-15
MD RA
APPROVED

Since 2022-10-28
DC RA
APPROVED

Since 2022-03-24

Branch Locations

5425 Wisconsin Avenue Suite 301, Chevy Chase, MD 20815-3552 • United States

Arlington, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Washington	DC	03/2016	09/2018
Morgan Stanley Private Bank, N.A.	New York	NY	04/2016	09/2018
Canaan Investment Management	Washington	DC	11/2019	10/2021
Rbc Capital Markets, Llc	Mclean	VA	10/2021	Present
Unemployed	Washington	DC	09/2018	11/2019

03/2016 → 09/2018

Morgan Stanley Smith Barney Llc

Washington, DC
04/2016 → 09/2018

Morgan Stanley Private Bank, N.A.

New York, NY
11/2019 → 10/2021

Canaan Investment Management

Washington, DC
10/2021 → Present

Rbc Capital Markets, Llc

Mclean, VA
09/2018 → 11/2019

Unemployed

Washington, DC

Previous Registrations

2019-11-08 → 2021-10-20

Canaan Investment Management

Midlothian, VA
2016-05-19 → 2018-09-06

Morgan Stanley

Washington, DC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-03-05

S66 Uniform Combined State Law Examination

2022-03-05

Other Names

Sophia Hurrell

View on SEC IAPD

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