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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-04-22 |
Branch Locations
1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance | New York | NY | 08/2015 | 03/2021 |
| Park Avenue Securities | New York | NY | 08/2015 | 03/2021 |
| Mass Mutual Life Insurance Co. | New York | NY | 03/2021 | 12/2024 |
| Mml Investors Services, Llc | New York | NY | 04/2021 | 12/2024 |
| Lpl Enterprise | New York | NY | 02/2025 | Present |
1. 01/31/2025 - Ash Brokerage - Non-Variable Insurance - INV REL - Fort Wayne, IN - Start Date 01/01/2025 - 2hrs/MTH 2. 01/31/2025 - Mass Mutual New Jersey-NYC - Non-Variable Insurance - INV REL - Warren, NJ - Start Date 01/01/2025 3hrs/MTH 3. 01/31/2025 - Guardian Life - Non-Variable Insurance - INV REL - New York, NY - Start Date 05/01/2021 - 2hrs/MTH 4. 01/31/2025 - 417Manhattan Ave, 1 - Real Estate Rental - INV REL - New York, NY - Start Date 07/01/2023 - 1hr/MTH 5) 03/24/2025-Crump Life Insurance Services-Non-Variable Insurance-Inv Related-At Harrisburg, PA-Start date 03/20/2025-2hrs/mth-2hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-17 |
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