Joseph P Pombriant

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2026-03-31
SC	RA	APPROVED	2026-03-10
DE	RA	APPROVED	2025-08-21
NY	RA	APPROVED	2021-04-16
NC	RA	APPROVED	2019-05-17
TX	RA	APPROVED_RES	2013-01-05
OH	RA	APPROVED	2011-08-15
CO	RA	APPROVED	2011-07-11
MD	RA	APPROVED	2011-07-11
MA	RA	APPROVED	2011-02-28
CA	RA	APPROVED	2010-04-01
MO	RA	APPROVED	2010-04-01
NV	RA	APPROVED	2010-02-05
AZ	RA	APPROVED	2010-01-28
CT	RA	APPROVED	2010-01-27
VA	RA	APPROVED	2009-05-05
FL	RA	APPROVED	2006-09-25
IL	RA	APPROVED	2006-05-10
ME	RA	APPROVED	2005-06-02
NH	RA	APPROVED	2005-06-02
NJ	RA	APPROVED	2005-06-02

HI RA
APPROVED

Since 2026-03-31
SC RA
APPROVED

Since 2026-03-10
DE RA
APPROVED

Since 2025-08-21
NY RA
APPROVED

Since 2021-04-16
NC RA
APPROVED

Since 2019-05-17
TX RA
APPROVED_RES

Since 2013-01-05
OH RA
APPROVED

Since 2011-08-15
CO RA
APPROVED

Since 2011-07-11
MD RA
APPROVED

Since 2011-07-11
MA RA
APPROVED

Since 2011-02-28
CA RA
APPROVED

Since 2010-04-01
MO RA
APPROVED

Since 2010-04-01
NV RA
APPROVED

Since 2010-02-05
AZ RA
APPROVED

Since 2010-01-28
CT RA
APPROVED

Since 2010-01-27
VA RA
APPROVED

Since 2009-05-05
FL RA
APPROVED

Since 2006-09-25
IL RA
APPROVED

Since 2006-05-10
ME RA
APPROVED

Since 2005-06-02
NH RA
APPROVED

Since 2005-06-02
NJ RA
APPROVED

Since 2005-06-02

Branch Locations

Portsmouth, NH • United States

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life	New York	NY	01/2003	10/2021
Park Avenue Securities	New York	NY	10/2004	10/2021
Guardian Life Insurance	Portsmouth	NH	10/2021	12/2021
Park Avenue Securities	Portsmouth	NH	10/2021	12/2021
Guardian Life Insurance	West Orange	NJ	01/2022	03/2025
Park Avenue Securities	West Orange	NJ	01/2022	03/2025
Guardian Life Insurance	Portsmouth	NH	03/2025	Present
Park Avenue Securities	Portsmouth	NH	03/2025	Present

01/2003 → 10/2021

Guardian Life

New York, NY
10/2004 → 10/2021

Park Avenue Securities

New York, NY
10/2021 → 12/2021

Guardian Life Insurance

Portsmouth, NH
10/2021 → 12/2021

Park Avenue Securities

Portsmouth, NH
01/2022 → 03/2025

Guardian Life Insurance

West Orange, NJ
01/2022 → 03/2025

Park Avenue Securities

West Orange, NJ
03/2025 → Present

Guardian Life Insurance

Portsmouth, NH
03/2025 → Present

Park Avenue Securities

Portsmouth, NH

Other Businesses

1. Alacrity Financial-Conduct business under this DBA, Start: 01/01/2011, Address; 600 Kearsarge Way Portsmouth, NH 03801, 0 hours per month, Investment related, No annual compensation, 2. Insurance Products other than Guardian- conduct insurance and fixed annuity business outside of Guardian., Start: 09/01/2000, Address; 600 Kearsarge Way Portsmouth, NH 03801, 5 total hours per month; 5 during securities trading hours, Investment related, More than 10% annual Compensation, 3. Alacrity Coaching Experience-coaching program for financial representatives that involves monthly calls and periodic conferences, Start: 12/01/2017, Address: 600 Kearsarge Way Portsmouth, NH 03801, 40 Total hours per month; 30 during securities trading hours, Not investment related, More than 10% annual compensation,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-05-24

S66 Uniform Combined State Law Examination

2005-05-24

Other Names

Joseph P Pombriant
Joseph Paul Pombriant

View on SEC IAPD