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Inactive

Michael Stephen Cermak

Proffitt & Goodson Inc.

Knoxville, TN

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Current Employers
Proffitt & Goodson Inc.

4800 Old Kingston Pike, Ste 200, Knoxville, TN 37919-6424 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-12
VA RA APPROVED 2026-04-12
TX RA APPROVED 2022-03-20
TN RA APPROVED 2015-08-18
  • NC RA
    APPROVED
    Since 2026-04-12
  • VA RA
    APPROVED
    Since 2026-04-12
  • TX RA
    APPROVED
    Since 2022-03-20
  • TN RA
    APPROVED
    Since 2015-08-18

Branch Locations

4800 Old Kingston Pike, Ste 200, Knoxville, TN 37919-6424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proffitt & Goodson Inc. Knoxville TN 05/2015 04/2019
Proffitt & Goodson Inc. Knoxville TN 04/2019 12/2025
Proffitt & Goodson Inc. Knoxville TN 01/2026 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-18
  • S65 Uniform Investment Adviser Law Examination
    2015-08-18
Designations

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
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