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Jason Benjamin Horowitz

Park Avenue Securities LLC

New York, NY

Rye Brook, NY

CRD 6542280

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-04-09
FL RA APPROVED 2026-01-13
MD RA APPROVED 2025-06-05
MA RA APPROVED 2024-11-25
NJ RA APPROVED 2024-11-12
CA RA APPROVED 2024-11-11
NY RA APPROVED 2024-11-11
  • PA RA
    APPROVED
    Since 2026-04-09
  • FL RA
    APPROVED
    Since 2026-01-13
  • MD RA
    APPROVED
    Since 2025-06-05
  • MA RA
    APPROVED
    Since 2024-11-25
  • NJ RA
    APPROVED
    Since 2024-11-12
  • CA RA
    APPROVED
    Since 2024-11-11
  • NY RA
    APPROVED
    Since 2024-11-11

Branch Locations

New York, NY • United States

800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets New York NY 08/2015 12/2017
Nomura Securities International, Inc. New York NY 08/2019 09/2024
Nomura Holding America New York NY 01/2018 07/2019
Guardian Life Insurance Company New York NY 09/2024 Present
Park Avenue Securities Llc New York NY 10/2024 Present
  • 08/2015 → 12/2017
    Rbc Capital Markets
    New York, NY
  • 08/2019 → 09/2024
    Nomura Securities International, Inc.
    New York, NY
  • 01/2018 → 07/2019
    Nomura Holding America
    New York, NY
  • 09/2024 → Present
    Guardian Life Insurance Company
    New York, NY
  • 10/2024 → Present
    Park Avenue Securities Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-29
S63 Uniform Securities Agent State Law Examination 2017-04-17
  • S65 Uniform Investment Adviser Law Examination
    2024-10-29
  • S63 Uniform Securities Agent State Law Examination
    2017-04-17

View on SEC IAPD

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