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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-04-09 |
| FL | RA | APPROVED | 2026-01-13 |
| MD | RA | APPROVED | 2025-06-05 |
| MA | RA | APPROVED | 2024-11-25 |
| NJ | RA | APPROVED | 2024-11-12 |
| CA | RA | APPROVED | 2024-11-11 |
| NY | RA | APPROVED | 2024-11-11 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets | New York | NY | 08/2015 | 12/2017 |
| Nomura Securities International, Inc. | New York | NY | 08/2019 | 09/2024 |
| Nomura Holding America | New York | NY | 01/2018 | 07/2019 |
| Guardian Life Insurance Company | New York | NY | 09/2024 | Present |
| Park Avenue Securities Llc | New York | NY | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-17 |
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