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CRD 6542270
Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2020-02-27 |
Branch Locations
1110 East Tillman Road, Fort Wayne, IN 46816 • United States
304 E Monroe, Decatur, IN 46733 • United States
6411 East State Blvd, Fort Wayne, IN 46815 • United States
400 N Main St, Elkhart, IN 46516 • United States
301 N. Main St., South Bend, IN 46601 • United States
5645 N. Main, Mishawaka, IN 46545 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Fort Wayne | IN | 08/2015 | 03/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Wayne | IN | 05/2018 | Present |
| Bank Of America, N.A. | Fort Wayne | IN | 07/2018 | Present |
| Fifth Third Securities | Fort Wayne | IN | 02/2020 | Present |
| Merrill Lynch | Fort Wayne | IN | 05/2018 | 02/2020 |
| Scottrade | Fort Wayne | IN | 08/2015 | 03/2018 |
| Fifth Third Bank | Fort Wayne | IN | 02/2020 | Present |
| Unemployed | For Wayne | IN | 03/2018 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-16 |
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