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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-09
CT RA APPROVED 2016-03-07
  • TX RA
    APPROVED_RES
    Since 2025-07-09
  • CT RA
    APPROVED
    Since 2016-03-07

Branch Locations

Vernon, CT • United States

9 Elm St, Vernon, CT 06066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Vernon CT 12/2015 Present
Thrivent Financial Appleton WI 05/2016 Present
Other Businesses

UNION CONGREGATIONAL CHURCH POSITION: Elder NATURE: Church. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/05/2020 ADDRESS: 3 Elm Street, Vernon CT 06066, United States DESCRIPTION: I am a member of Union Congregational Church and have been asked to serve as an elder again. As Elder, I would sit on the council board that meets twice a month for 2 hours. The Council isthe authority having jurisdiction over the details of running the church, activities comprising our calendar, maintenance of the building, hiring employees including clergy, governance of bylaws, and approval of the church budget.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-04
  • S66 Uniform Combined State Law Examination
    2016-03-04

View on SEC IAPD

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