Michael Thomas Williams

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-08-08
IN	RA	APPROVED	2023-05-17
CA	RA	APPROVED	2023-01-05
NY	RA	APPROVED	2021-08-16
FL	RA	APPROVED	2020-09-25
PA	RA	APPROVED	2020-04-16
OH	RA	APPROVED	2018-06-29
NJ	RA	APPROVED	2018-04-02

SC RA
APPROVED

Since 2025-08-08
IN RA
APPROVED

Since 2023-05-17
CA RA
APPROVED

Since 2023-01-05
NY RA
APPROVED

Since 2021-08-16
FL RA
APPROVED

Since 2020-09-25
PA RA
APPROVED

Since 2020-04-16
OH RA
APPROVED

Since 2018-06-29
NJ RA
APPROVED

Since 2018-04-02

Branch Locations

52 South Union Suite 101, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities Llc	Orchard Park	NY	06/2015	12/2017
Valic Financial Advisors, Inc.	Nashua	NH	12/2017	Present
Agia	Houston	TX	12/2022	Present

06/2015 → 12/2017

Pruco Securities Llc

Orchard Park, NY
12/2017 → Present

Valic Financial Advisors, Inc.

Nashua, NH
12/2022 → Present

Agia

Houston, TX

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-03-28
S63	Uniform Securities Agent State Law Examination	2015-11-30

S65 Uniform Investment Adviser Law Examination

2018-03-28
S63 Uniform Securities Agent State Law Examination

2015-11-30

Other Names

Michael Thomas Williams
Michael Thomas Williams
Michael Williams

View on SEC IAPD