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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-05 |
| TX | RA | APPROVED_RES | 2023-09-05 |
Branch Locations
1478 Stone Point Drive Suite 500, Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Roseville | CA | 10/2004 | Present |
| E*Trade Capital Management Llc | Roseville | CA | 05/2009 | Present |
| Morgan Stanley | Roseville | CA | 03/2023 | Present |
| Morgan Stanley | Roseville | CA | 09/2023 | Present |
| Morgan Stanley | Roseville | CA | 09/2023 | Present |
1. RUCK FOR 22, INC.; NO; START DATE: 9/1/2016; NON-PROFIT ORGANIZATION FOR HELPING VETERANS 501 C 3 CHARITABLE ORG; COMMITTEE MEMBER; FOUNDER OF CHARITY IS A FORMER COWORKER WHO ASKED FOR EXPERTISE; 2 HOURS PER MONTH; 0 HOURS; N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-15 |
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