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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-11-05
RI RA APPROVED 2025-08-14
  • NH RA
    APPROVED
    Since 2025-11-05
  • RI RA
    APPROVED
    Since 2025-08-14

Branch Locations

140 Lexington Street Ms: Ma740, Burlington, MA 01830 • United States

1 Citizens Bank Way, Johnston, RI 02919 • United States

287 Great Road Ms: Ma-774, Bedford, MA 01730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Securities, Llc Dorchester MA 09/2015 12/2018
Bank Of America, N.A. Burlington MA 12/2018 08/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Burlington MA 12/2018 08/2025
Santander Bank N.A Boston MA 12/2013 12/2018
Citizens Securities Inc., Burlington MA 08/2025 Present
Previous Registrations
Other Businesses

Rental Property. Business is not investment related. 305C Ridgefield Cir, Clinton, MA 01510. Rental Property. Landlord/Property manager. Owner of property. Started renting property on 08/01/2018. 8 hours/mo. generally no hours devoted to business during trading hours. Collect rent and ensure interior of townhouse is maintained.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-14
S63 Uniform Securities Agent State Law Examination 2015-12-14
  • S66 Uniform Combined State Law Examination
    2019-02-14
  • S63 Uniform Securities Agent State Law Examination
    2015-12-14

View on SEC IAPD

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