Kevin Alan Thomas

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 07/2018
  Foresters Financial Services
  Charlotte, NC
• 07/2016 → 07/2018
  Foresters Advisory Services
  Charlotte, NC
• 07/2018 → 08/2021
  Lpl Financial Llc
  Simpsonville, SC
• 08/2021 → Present
  Kestra Investment Services, Llc
  Simpsonville, SC
• 08/2021 → Present
  Kestra Advisory Services, Llc
  Simpsonville, SC

Previous Registrations

• 2018-07-20 → 2021-09-15
  Lpl Financial Llc
  Pineville, NC
  San Diego, CA
  Fort Mill, SC
  Charlotte, NC
  Simpsonville, SC
• 2016-07-13 → 2018-07-24
  Foresters Advisory Services, Llc
  Charlotte, NC

Other Businesses

Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/31/2021 ADDRESS: 5707 Southwest Parkway Building 2 Ste. 400, Austin TX 78735, United States DESCRIPTION: Provide investment advice Business Name: THE K2 METHOD POS: Coach NOB: Consulting INV REL: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2021 ADDRESS: 4042 Blackmoor Street, Mount Pleasant SC 29466 DESC: Lead trainings, Q&A, and marketing Business Name: GOODLIFE INSURANCE POS: Agent NOB: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 12 START DATE: 07/20/2018 ADDRESS: 2395 Lancaster Pike, Reading PA 19607 DESC: Sell life, LTC and disability policies Business Name: K&A ENTERPRISE HOLDINGS LLC POS: Owner NOB: We use K&A as a pass through for tax purposes and to reduce self employment tax INV REL: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2021 ADDRESS: 1 Ramapo Ct, Simpsonville SC 29681 DESC: There is no duties because its solely used for tax purposes Business Name: KEVIN THOMAS POS: Owner NOB: Real Estate INVE REL: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2024 ADDRESS: 2868 Eagle Crest Way, Sevierville TN 37876 DESCRIPTION: -Managing the property and guest communications Business Name : SIMPLICITY LIFE POSITION: Producer/Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/02/2024 ADDRESS: 4134 Deegan Court, Monticello MN 55362, United States DESCRIPTION: No obligations or duties other than using Simplicities portal to submit life insurance business. Business Name: GFX TRADING I LLC - SERIES IGNITE WEALTH PLANNING LLC POSITION: Member NATURE: Buying and Selling of foreign currency INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/23/2024 ADDRESS: 1013 Centre Rd, Suite 403S, Wilmington DE 19805, United States DESCRIPTION: Investors, we don't have any actual obligations to the LLC, we are just owners/investors.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-30
• S63 Uniform Securities Agent State Law Examination
  2015-09-28