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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-10-15 |
| RI | RA | APPROVED | 2025-09-04 |
Branch Locations
86 Faunce Corner Mall Rd, North Dartmouth, MA 02747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securites | Riverside | RI | 09/2016 | 02/2018 |
| Citizens Securities, Inc. | Riverside | RI | 02/2018 | 07/2019 |
| Citizens Securities, Inc. | Sharon | MA | 07/2019 | 11/2020 |
| Pruco Securities, Llc. | Warwick | RI | 11/2020 | 12/2021 |
| The Prudential Insurance Company Of America | Warwick | RI | 11/2020 | 12/2021 |
| Fidelity Investments | North Smithfield | RI | 12/2021 | 06/2023 |
| Fidelity Investments | Boston | MA | 06/2023 | 06/2025 |
| Thrivent Investment Management Inc. | North Dartmouth | MA | 08/2025 | Present |
| Unemployed | Bristol | RI | 06/2025 | 08/2025 |
| Thrivent Financial | Appleton | WI | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-30 |
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