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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-10-15
RI RA APPROVED 2025-09-04
  • MA RA
    APPROVED
    Since 2025-10-15
  • RI RA
    APPROVED
    Since 2025-09-04

Branch Locations

86 Faunce Corner Mall Rd, North Dartmouth, MA 02747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securites Riverside RI 09/2016 02/2018
Citizens Securities, Inc. Riverside RI 02/2018 07/2019
Citizens Securities, Inc. Sharon MA 07/2019 11/2020
Pruco Securities, Llc. Warwick RI 11/2020 12/2021
The Prudential Insurance Company Of America Warwick RI 11/2020 12/2021
Fidelity Investments North Smithfield RI 12/2021 06/2023
Fidelity Investments Boston MA 06/2023 06/2025
Thrivent Investment Management Inc. North Dartmouth MA 08/2025 Present
Unemployed Bristol RI 06/2025 08/2025
Thrivent Financial Appleton WI 09/2025 Present
  • 09/2016 → 02/2018
    Citizens Securites
    Riverside, RI
  • 02/2018 → 07/2019
    Riverside, RI
  • 07/2019 → 11/2020
    Sharon, MA
  • 11/2020 → 12/2021
    Warwick, RI
  • 11/2020 → 12/2021
    The Prudential Insurance Company Of America
    Warwick, RI
  • 12/2021 → 06/2023
    Fidelity Investments
    North Smithfield, RI
  • 06/2023 → 06/2025
    Fidelity Investments
    Boston, MA
  • 08/2025 → Present
    North Dartmouth, MA
  • 06/2025 → 08/2025
    Unemployed
    Bristol, RI
  • 09/2025 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
  • 2025-03-31 → 2025-06-06
    Smithfield, RI
    Bristol, RI
    Boston, MA
  • 2022-02-17 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Smithfield, RI
  • 2020-12-01 → 2021-12-16
    Warwick, RI
  • 2018-08-22 → 2020-11-09
    Johnston, RI
    Sharon, MA
    Hudson, MA
    Stoughton, MA
    Plainville, MA
    Walpole, MA
    Foxboro, MA
    Mansfield, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-22
S63 Uniform Securities Agent State Law Examination 2015-11-30
  • S66 Uniform Combined State Law Examination
    2018-08-22
  • S63 Uniform Securities Agent State Law Examination
    2015-11-30
Other Names
  • Sherri L Curria
  • Sherri Lynn Curria
  • Sherri L. Curria

View on SEC IAPD

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