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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-05-23
  • TX RA
    APPROVED
    Since 2020-05-23

Branch Locations

3000 Schwab Way, Westlake, TX 76262-8104 • UNITED STATES

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc San Antonio TX 06/2007 05/2020
Usaa Financial Planning Services San Antonio TX 06/2007 05/2020
Usaa Investment Management Company San Antonio TX 01/2018 05/2020
Charles Schwab & Co., Inc. San Antonio TX 05/2020 Present
Charles Schwab Bank, Ssb San Antonio TX 05/2020 Present
  • 06/2007 → 05/2020
    Usaa Financial Advisors, Inc
    San Antonio, TX
  • 06/2007 → 05/2020
    Usaa Financial Planning Services
    San Antonio, TX
  • 01/2018 → 05/2020
    Usaa Investment Management Company
    San Antonio, TX
  • 05/2020 → Present
    San Antonio, TX
  • 05/2020 → Present
    Charles Schwab Bank, Ssb
    San Antonio, TX
Previous Registrations
  • 2018-01-08 → 2020-05-24
    San Antonio, TX
  • 2007-06-08 → 2018-01-08
    Usaa Financial Planning Services
    San Antonio, TX
    San Antonio, TX
  • 2005-05-16 → 2006-05-11
    Msi Financial Services, Inc.
    San Antonio, TX
    San Antonio, TX
Other Businesses

1) Eric Nelson|Investment Related:No|San Antonio;TX;78251;USA|Real Estate (Non-Agent/Broker)|Owner|2020-12-10|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Rental Property - Passive income- Duties include maintaining the property and making it a suitable place for ongoing tenant use. 2) Eric Nelson|Investment Related:No|Construction - Residential/Commercial/Office|Owner|2024-12-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|provide services to include maintaining, repairing, and updating residential land and structural property such as landscaping, basic electric, basic plumbing, basic carpentry, structural build and rebuild.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-04
  • S66 Uniform Combined State Law Examination
    2005-05-04
Designations
Other Names
  • Eric Nelson

View on SEC IAPD

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