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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2026-02-04 |
| NJ | RA | APPROVED | 2025-07-23 |
| NC | RA | APPROVED | 2025-07-23 |
| MN | RA | APPROVED | 2025-04-11 |
| PA | RA | APPROVED | 2024-01-22 |
| FL | RA | APPROVED | 2023-11-06 |
| MI | RA | APPROVED | 2022-09-22 |
| DC | RA | APPROVED | 2022-01-24 |
| NV | RA | APPROVED | 2020-10-27 |
| AZ | RA | APPROVED | 2020-02-18 |
| CA | RA | APPROVED | 2016-10-28 |
| KY | RA | APPROVED | 2016-10-28 |
| TX | RA | APPROVED | 2016-10-28 |
| VA | RA | APPROVED | 2016-10-28 |
Branch Locations
1 Meridian Vis Dr Ste 255, Las Vegas, NV 89135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Monterey | CA | 08/2015 | 10/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 11/2015 | 10/2016 |
| Guardian Life Ins | San Ramon | CA | 10/2016 | 11/2016 |
| Park Avenue Securities | San Ramon | CA | 10/2016 | 11/2016 |
| Guardian Life Insurance | Monterey | CA | 11/2016 | 12/2020 |
| Park Avenue Securities | Monterey | CA | 11/2016 | 12/2020 |
| Guardian Life Insurance Company | San Ramon | CA | 12/2020 | 06/2021 |
| Park Evnue Securities | San Ramon | CA | 12/2020 | 06/2021 |
| Guardian Life Insurance | Las Vegas | NV | 06/2021 | Present |
| Park Avenue Securities | Las Vegas | NV | 06/2021 | Present |
1. Insurance other than Guardian-Outside insurance sales, Start: 04/09/2018, Address: 380 Foam St Ste. 200 Monterey, CA 93940, 5 total hours per month, 0 during securities trading hours, Greater than 10% annual compensation, Investment related, 2. Real Estate Investment-renting one room for the purposes of reducing monthly mortgage costs, Start: 05/20/2022, Address: 8261 Selenite St Las Vegas, NV 89113, 10 total hours per month; 0 during securities trading hours, No annual compensation, Investment related, 3. Profit Pulse Accounting Solutions, Part-Owner, Start: 1/1/2025, Address: 8261 Selenite St Las Vegas, NV 89113, 10 total hours per month, 0 during securities trading hours, Less than 10% annual compensation, Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-01 |
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