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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-08-07 |
Branch Locations
5011 Gate Parkway Suite 200 Building 100, Jacksonville, FL 32256 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Jacksonville | FL | 05/2005 | 09/2017 |
| Wells Fargo Clearing Services, Llc | Jacksonville | FL | 09/2017 | 08/2023 |
| Wells Fargo Advisors Financial Network, Llc | Jacksonville | FL | 08/2023 | Present |
RENTAL PROPERTY; INV. RELATED; CRESCENT BEACH, FL; OWNER; CONDO; START DATE 5/2023; 3 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES NONE.;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-05 |
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