Otto Ho-chang Chu

Employer firm

Chu Financial Management Corporation CRD 133207

$47.6M regulatory AUM 43 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Chu Financial Management Corporation

Pittsburgh, PA • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2005-01-20

PA RA
APPROVED

Since 2005-01-20

Branch Locations

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Chu Financial Management Corporation	Pittsburgh	PA	04/2004	Present
Chu Investment Counsel, Inc.	Pittsburgh	PA	03/1995	Present

04/2004 → Present

Chu Financial Management Corporation

Pittsburgh, PA
03/1995 → Present

Chu Investment Counsel, Inc.

Pittsburgh, PA

Other Businesses

MR. CHU IS CURRENTLY THE CHAIRMAN OF CHU INVESTMENT COUNSEL, INC., A NON-INVESTMENT RELATED BUSINESS THAT PROVIDES LEGAL AND BUSINESS ADVICE TO VARIOUS INDIVIDUALS AND BUSINESSES, INCLUDING LEGAL ADVICE TO PERSONS WHO MAY BE INVESTING IN SECURITIES. THE PRINCIPAL OFFICE IS LOCATED AT 6808 REYNOLDS STREET, PITTSBURGH, PA 15208. MR. CHU CURRENTLY SPENDS APPROXIMATELY 80 HOURS PER MONTH (25 DURING TRADING HOURS) IN CONNECTION WITH THIS BUSINESS, BUT WILL REDUCE THOSE HOURS TO 40 HOURS PER MONTH (10 HOURS DURING TRADING HOURS) WHEN HIS INVESTMENT RELATED ROLE WITH CHU FINANCIAL MANAGEMENT CORPORATION BEGINS. MR. CHU IS A LAWYER WHO HAS BEEN A MEMBER, IN GOOD STANDING, OF THE PENNSYLVANIA BAR SINCE 1979.