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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-01
MO RA APPROVED 2023-08-31
  • TX RA
    APPROVED_RES
    Since 2023-09-01
  • MO RA
    APPROVED
    Since 2023-08-31

Branch Locations

9900 Clayton Road, St Louis, MO 63124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2015 08/2023
Raymond James & Associates St Louis MO 08/2023 Present
  • 08/2015 → 08/2023
    St Louis, MO
  • 08/2023 → Present
    Raymond James & Associates
    St Louis, MO
Previous Registrations
  • 2016-05-13 → 2023-09-05
    St Louis, MO
    St Louis, MO
    St Louis, MO
    Des Peres, MO
    Richmond Heights, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-09
  • S66 Uniform Combined State Law Examination
    2016-03-09

View on SEC IAPD

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