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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-07-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Houston | TX | 08/2015 | Present |
| World Financial Group, Inc. | Houston | TX | 05/2008 | Present |
| Heartland Institute Of Financial Education | Greenwood Village | CO | 08/2012 | Present |
| Delta Family Llc | Houston | TX | 11/2023 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Heartland Institute of Financial Education | 08/2012 | Greenwood Village, CO | Not investment related | College Consultant DELTA FAMILY LLC POSITION: CEO NATURE: Health insurance and Medicare INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2023 ADDRESS: 1400 Broadfield Blvd, Suite 325, Houston TX 77084, United States DESCRIPTION: Helping people enroll in Medicare and health insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-09 |
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