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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-07 |
Branch Locations
1295 State Street, Springfield, MA 01111 • United States
Westfield, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kathleen Mary Kane | Springfield | MA | 03/2016 | 08/2018 |
| Northwestern Mutual Investment Services Llc | Springfield | MA | 06/2016 | 08/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2016 | 08/2018 |
| Designer Shoe Warehouse (Dsw) | Holyoke | MA | 09/2017 | 04/2018 |
| Massmutual | Springfield | MA | 08/2018 | Present |
| Mml Investors Services, Llc | Springfield | MA | 08/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-08-06 |
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