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Jennifer De Leon

Mml Investors Services, LLC

Springfield, MA

Westfield, MA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-07
  • TX RA
    APPROVED_RES
    Since 2019-08-07

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

Westfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kathleen Mary Kane Springfield MA 03/2016 08/2018
Northwestern Mutual Investment Services Llc Springfield MA 06/2016 08/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2016 08/2018
Designer Shoe Warehouse (Dsw) Holyoke MA 09/2017 04/2018
Massmutual Springfield MA 08/2018 Present
Mml Investors Services, Llc Springfield MA 08/2018 Present
  • 03/2016 → 08/2018
    Kathleen Mary Kane
    Springfield, MA
  • 06/2016 → 08/2018
    Northwestern Mutual Investment Services Llc
    Springfield, MA
  • 09/2016 → 08/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2017 → 04/2018
    Designer Shoe Warehouse (Dsw)
    Holyoke, MA
  • 08/2018 → Present
    Massmutual
    Springfield, MA
  • 08/2018 → Present
    Mml Investors Services, Llc
    Springfield, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-08-06
  • S63 Uniform Securities Agent State Law Examination
    2016-08-06
Other Names
  • Jenn Welsh
  • Jennifer Anne Welsh
  • Jennifer A Welsh
  • Jennifer Welsh

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
USA 401K

Other Investors

GEOFFREY WILLIAM MOORE
Charles M Bonatakis
MARK WILLIAM TEED
RYAN ANDREW BRASSARD
CHARLES M BONATAKIS
JOHN S. BONATAKIS
DIANE LYNN STONE
ANTONIO VENI BASTOS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · SPRINGFIELD, MA
MORGAN STANLEY · Springfield, MA
LPL FINANCIAL LLC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · Springfield, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA

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