Tyler Caldwell Dove

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 07/2018
  Cetera Advisors Llc
  Denver, CO
• 07/2018 → Present
  Lpl Financial Llc
  Richmond, VA

Previous Registrations

• 2016-01-21 → 2018-08-15
  Cetera Advisors Llc
  Richmond, VA

Other Businesses

1. 7/31/2018 - Northbank Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 7/31/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 5/24/2019 - Northbank Partners, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/01/2018 - 5 Hours Per Month/1 Hour During Securities Trading - Medicare Supplement, Term Life Insurance.

Exams

• S66 Uniform Combined State Law Examination
  2016-01-20