Alex Lima

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → 12/2021
  Eastern Illinois University
  Charleston, IL
• 11/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Vernon Hills, IL
• 10/2015 → 12/2016
  Sunrise Chevrolet
  Glendale Heights, IL
• 12/2016 → 09/2018
  State Farm
  Bartlett, IL
• 09/2018 → 12/2020
  Bmo Harris Bank
  Palatine, IL
• 10/2018 → 01/2021
  Foot Locker
  Schaumburg, IL
• 12/2020 → 10/2021
  State Farm
  Des Plaines, IL
• 04/2020 → Present
  United States Marine Corps
  Highland Park, IL
• 10/2021 → 11/2021
  Unemployed
  Rolling Meadows, IL
• 01/2025 → Present
  Bank Of America, N.A.
  Vernon Hills, IL

Other Businesses

I*2384331, Entity Type Military, Name of OBA: N/AAddress: Fort SheridanIllinois60037 Investment Related: No Position, Title, Association: Corporal and a Fire Team Leader. Employee Start Date: 04/27/2020No Hours: 16 monthly No Hours during trading: 8 monthly Duties:In the warehouse I am the section leader during drill weekends. I am also a Combat Marksman Coach.

Exams

• S66 Uniform Combined State Law Examination
  2025-04-07