John Clarence Kane

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 12/2016
  Oasis Outsourcing
  Montclair, NJ
• 12/2016 → 05/2018
  Massachusetts Mutual Financial Group
  Springfield, MA
• 12/2016 → 05/2018
  Msi Financial Services Inc
  Montclair, NJ
• 03/2017 → 05/2018
  Mml Investors Services, Llc
  Montclair, NJ
• 05/2018 → 03/2020
  Ameriprise Financial Services Inc
  Montclair, NJ
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Montclair, NJ

Previous Registrations

• 2017-08-08 → 2018-06-20
  Mml Investors Services, Llc
  Montclair, NJ

Other Businesses

Business Ownership; Nexus Wealth Management LLC; Co-owner; Manage Ameriprise Business; 491 Bloomfield Ave, Suite 104, Montclair, NJ, 07042; Investment-Related; 10/01/2025; 60 hours per month; 60 during trading hours. Outside Employment; Nexus Wealth Management LLC; Co-owner; Manage advisory business; 491 Bloomfield Ave, Suite 104, Montclair, NJ, 07042; Investment-Related; 10/01/2025; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2017-06-20