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Emanuel Anthony Zalants

Rockefeller Financial LLC

Charlotte, NC

Chicago, IL

Rockefeller Capital Management

Charlotte, NC

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-07
TX RA APPROVED 2025-11-07
  • NC RA
    APPROVED
    Since 2025-11-07
  • TX RA
    APPROVED
    Since 2025-11-07

Branch Locations

5605 Carnegie Blvd., Suite 220, Charlotte, NC 28209 • United States

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-07
TX RA APPROVED 2025-11-07
  • NC RA
    APPROVED
    Since 2025-11-07
  • TX RA
    APPROVED
    Since 2025-11-07

Branch Locations

5605 Carnegie Blvd Suite 220, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 08/2015 11/2017
Wells Fargo Clearing Services Llc Chicago IL 12/2017 11/2025
Rockefeller Financial Llc Charlotte NC 11/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-07
S63 Uniform Securities Agent State Law Examination 2015-09-10
  • S65 Uniform Investment Adviser Law Examination
    2017-04-07
  • S63 Uniform Securities Agent State Law Examination
    2015-09-10
Other Names
  • Emanuel Anthony Zalants
  • Emanuel Zalants

View on SEC IAPD

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