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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-11-04 |
| TX | RA | APPROVED_RES | 2021-01-28 |
| MN | RA | APPROVED | 2018-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Edina | MN | 02/2016 | Present |
| New York Life Insurance Company | Edina | MN | 12/2015 | Present |
| Eagle Strategies Llc | Edina | MN | 08/2018 | Present |
| Veritas Financial Strategies, Llc | Edina | MN | 01/2019 | Present |
[Insurance Brokering; appointed with outside carriers for the purpose of brokering non-registered insurance products; 1 Hartford Plaza, Hartford, CT 06155; Start Date 02/2020; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF VERITAS FINANCIAL STRATEGIES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; EDINA, MN; START DATE: 01/2019] [Hudson Daybreak Rotary; I keep our weekly meetings orderly and introduce guests. Worlds largest service organization.; 1616 Crestview Dr. Hudson, WI 54016; Start Date 09/2016; Role/Title: Member; Not Investment Related; 8 hours per month; 4 hours per month during securities trading hours] [Landry's Smile, LLC; This LLC was created to reduce liability ; 449 Brookwood Drive, Hudson, WI 54016; Start Date 04/2024; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-04 |
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