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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-27 |
| IL | RA | APPROVED | 2023-09-26 |
Branch Locations
233 South Wacker Drive Suite 9200 Pwm, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Chicago | IL | 07/2015 | 09/2023 |
| Jpmorgan Chase Bank Na | Chicago | IL | 07/2015 | 09/2023 |
| Simmons Holdings Llc | Chicago | IL | 08/2019 | Present |
| Morgan Stanley | Chicago | IL | 09/2023 | Present |
569623- Simmons Holdings LLC; Investment related Yes; Chicago, Illinois; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2019; During business hours: 1; After business hours: 3; Administrative, Check Signing/Funds Disbursements, Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-05 |
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