Dustin Thomas Hunt

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-08-10

TX RA
APPROVED

Since 2023-08-10

Branch Locations

Fulshear, TX • United States

4550 Post Oak Pl Ste 125, Houston, TX 77027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Minnesota Life Ins Co	St Paul	MN	10/2004	08/2023
Securian Financial Services, Inc	St Paul	MN	10/2004	08/2023
Img Financial Group	Houston	TX	10/2004	Present
Cetera Wealth Services, Llc	Houston	TX	08/2023	Present
Cetera Investment Advisers Llc	Schaumburg	IL	08/2023	Present

10/2004 → 08/2023

Minnesota Life Ins Co

St Paul, MN
10/2004 → 08/2023

Securian Financial Services, Inc

St Paul, MN
10/2004 → Present

Img Financial Group

Houston, TX
08/2023 → Present

Cetera Wealth Services, Llc

Houston, TX
08/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2013-07-18 → 2023-08-10

Securian Financial Services, Inc.

Houston, TX

Houston, TX

St. Paul, MN

Other Businesses

ARDENT SOLUTIONS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2018 ADDRESS: , Sugarland TX , United States DESCRIPTION: Agent/Broker IMG FINANCIAL GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2018 ADDRESS: , Houston TX , United States DESCRIPTION: Agent/Broker ADP REFERRALS POSITION: Independent Contractor NATURE: Referral Agreement INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/25/2019 ADDRESS: , Roseland NJ , United States DESCRIPTION: Independent Contractor HEAVY HORNED OUTFITTERS POSITION: Partner NATURE: Hunting Guide & Outdoor Services INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/10/2021 ADDRESS: 4310 WESTON DR, Weston Lakes TX 77441, United States DESCRIPTION: The business will book hunting trips and we will guide the hunters during their stay on the ranch.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-05-14
S63	Uniform Securities Agent State Law Examination	2005-03-28

S65 Uniform Investment Adviser Law Examination

2013-05-14
S63 Uniform Securities Agent State Law Examination

2005-03-28

View on SEC IAPD