Stoddard Barnhill

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2021-07-13

MN RA
APPROVED

Since 2021-07-13

Branch Locations

11100 Wayzata Blvd Suite 550, Minnetonka, MN 55305 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M Holdings Securities, Llc	Portland	OR	07/2015	Present
Story Capital	Minneapolis	MN	04/2016	07/2021
Hightower Securities Llc	New York	NY	07/2021	Present
Hightower Advisors Llc	New York	NY	07/2021	Present

07/2015 → Present

M Holdings Securities, Llc

Portland, OR
04/2016 → 07/2021

Story Capital

Minneapolis, MN
07/2021 → Present

Hightower Securities Llc

New York, NY
07/2021 → Present

Hightower Advisors Llc

New York, NY

Previous Registrations

2016-01-06 → 2021-07-16

M Holdings Securities, Inc.

Minneapolis, MN

Minneapolis, MN

Portland, OR

Minneapolis, MN

Other Businesses

Story Capital, LLC; 06/2017; Director of Planning; Gathering detailed information regarding family values, goals, objectives - utilized for conducting purposeful family meetings; Investment Related - No; 3 hours per month with all hours during securities trading hours; Expense reimbursement - Wages, Salary, Tips.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-12-04

S66 Uniform Combined State Law Examination

2015-12-04

Designations

Certified Financial Planner

Other Names

Stoddard Crockett Barnhill

View on SEC IAPD