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Ted Walker Gautier

Cetera Investment Advisers LLC

Indianapolis, IN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-06-19
TX RA APPROVED 2019-06-19
  • IN RA
    APPROVED
    Since 2019-06-19
  • TX RA
    APPROVED
    Since 2019-06-19

Branch Locations

10194 Crosspoint Boulevard Suite # 100, Indianapolis, IN 46256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Fort Worth TX 02/2016 01/2017
Foresters Financial Services Fort Worth TX 01/2017 04/2018
Foresters Advisory Services Llc Fort Worth TX 01/2018 01/2019
Foresters Financial Services Fort Worth TX 04/2018 01/2019
Foresters Advisory Services Indianapolis IN 01/2019 06/2019
Foresters Financial Services Indianapolis IN 01/2019 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Indianapolis IN 06/2019 Present
  • 02/2016 → 01/2017
    Foresters Financial Services
    Fort Worth, TX
  • 01/2017 → 04/2018
    Foresters Financial Services
    Fort Worth, TX
  • 01/2018 → 01/2019
    Foresters Advisory Services Llc
    Fort Worth, TX
  • 04/2018 → 01/2019
    Foresters Financial Services
    Fort Worth, TX
  • 01/2019 → 06/2019
    Foresters Advisory Services
    Indianapolis, IN
  • 01/2019 → 06/2019
    Foresters Financial Services
    Indianapolis, IN
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Indianapolis, IN
Previous Registrations
  • 2018-01-31 → 2019-06-21
    Foresters Advisory Services, Llc
    Fort Worth, TX
    Indianapolis, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-17
S63 Uniform Securities Agent State Law Examination 2015-10-08
  • S65 Uniform Investment Adviser Law Examination
    2018-01-17
  • S63 Uniform Securities Agent State Law Examination
    2015-10-08
Other Names
  • Ted Walker Gautier
  • Ted Gautier

View on SEC IAPD

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