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Jeff Tracy Guthrie

Cetera Investment Advisers LLC

Dundee, MI

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-07-28
  • MI RA
    APPROVED
    Since 2026-07-28

Branch Locations

123 Helle Blvd, Dundee, MI 48131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 06/2015 05/2022
Huntington Bank Monroe MI 09/2014 05/2022
The Huntington National Bank Monroe MI 05/2022 07/2026
The Huntington Investment Company Columbus OH 05/2022 07/2026
Cetera Investment Services Llc St Cloud MN 07/2026 Present
Cetera Investment Advisers Llc Dundee MI 07/2026 Present
First Merchants Investment Services Dundee MI 07/2026 Present
Previous Registrations
Other Businesses

SUCCESSOR TRUSTEE/EXECUTOR OF WILL FOR GRANDMOTHERS TRUST

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-22
S63 Uniform Securities Agent State Law Examination 2015-09-16
  • S65 Uniform Investment Adviser Law Examination
    2022-06-22
  • S63 Uniform Securities Agent State Law Examination
    2015-09-16

View on SEC IAPD

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