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Stephen Hollister Nelson

Birchwood Capital

Carlsbad, CA

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Current Employers
Birchwood Capital

2385 Camino Vida Roble Suite 100, Carlsbad, CA 92011 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-03-12
OR RA APPROVED 2024-10-08
TX RA APPROVED_RES 2022-06-09
CA RA APPROVED 2020-10-01
  • GA RA
    APPROVED
    Since 2025-03-12
  • OR RA
    APPROVED
    Since 2024-10-08
  • TX RA
    APPROVED_RES
    Since 2022-06-09
  • CA RA
    APPROVED
    Since 2020-10-01

Branch Locations

2385 Camino Vida Roble Suite 100, Carlsbad, CA 92011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc San Diego CA 07/2015 10/2016
Aldrich Wealth Lp Carlsbad CA 10/2016 09/2020
Birchwood Capital Llc Vista CA 04/2020 Present
  • 07/2015 → 10/2016
    Sanford C. Bernstein & Co., Llc
    San Diego, CA
  • 10/2016 → 09/2020
    Aldrich Wealth Lp
    Carlsbad, CA
  • 04/2020 → Present
    Birchwood Capital Llc
    Vista, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-27
S63 Uniform Securities Agent State Law Examination 2015-11-18
  • S65 Uniform Investment Adviser Law Examination
    2017-01-27
  • S63 Uniform Securities Agent State Law Examination
    2015-11-18
Designations

View on SEC IAPD

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Other Offices

INTELLIGENCE DRIVEN ADVISERS, LLC · CARLSBAD, CA
COTTINGHAM MANAGEMENT COMPANY, LLC · CARLSBAD, CA
CORONADO INVESTMENT ADVISORS, LLC · CARLSBAD, CA
FINANCIAL PLANNING SOLUTIONS, INC. · CARLSBAD, CA
PFS INVESTMENTS INC. · CARLSBAD, CA
COMMONWEALTH FINANCIAL NETWORK · CARLSBAD, CA
FRANK FINANCIAL ADVISORS · CARLSBAD, CA
LPL FINANCIAL LLC · CARLSBAD, CA

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