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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-08-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Oshkosh | WI | 10/2020 | Present |
| State Of Wisconsin - Long Term Care Support | Oshkosh | WI | 03/2019 | 09/2020 |
| Lpl Financial Llc | Oshkosh | WI | 07/2015 | 02/2019 |
1) 07/28/2022 - PROVIDENT FINANCIAL CONSULTANTS, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 07/28/2022 - Notary - Oshkosh, WI 54904 - Investment related - 1 Hour per month - Start date: 02/20/2022.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-04 |
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