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Dawn Irene Makurat

LPl Financial LLC

Oshkosh, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-08-07
  • WI RA
    APPROVED
    Since 2023-08-07

Branch Locations

2391 Enterprise Dr, Oshkosh, WI 54904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Oshkosh WI 10/2020 Present
State Of Wisconsin - Long Term Care Support Oshkosh WI 03/2019 09/2020
Lpl Financial Llc Oshkosh WI 07/2015 02/2019
  • 10/2020 → Present
    Oshkosh, WI
  • 03/2019 → 09/2020
    State Of Wisconsin - Long Term Care Support
    Oshkosh, WI
  • 07/2015 → 02/2019
    Oshkosh, WI
Other Businesses

1) 07/28/2022 - PROVIDENT FINANCIAL CONSULTANTS, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 07/28/2022 - Notary - Oshkosh, WI 54904 - Investment related - 1 Hour per month - Start date: 02/20/2022.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-04
  • S66 Uniform Combined State Law Examination
    2023-08-04

View on SEC IAPD

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