David C Frederiksen

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 11/2022
  T. Rowe Price Investment Services Inc.
  Colorado Springs, CO
• 11/2022 → 08/2024
  Morgan Stanley Smith Barney Llc
  La Jolla, CA
• 09/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rancho Santa Fe, CA
• 08/2020 → 12/2021
  Towson University
  Towson, MD
• 01/2017 → 05/2020
  Community College Of Baltimore County
  Baltimore, MD
• 10/2024 → Present
  Bank Of America, N.A.
  Rancho Santa Fe, CA

Previous Registrations

• 2022-12-07 → 2024-09-27
  Morgan Stanley
  La Jolla, CA
• 2017-02-13 → 2021-03-15
  T. Rowe Price Advisory Services, Inc.
  Colorado Springs, CO
  Baltimore, MD

Exams

• S66 Uniform Combined State Law Examination
  2017-02-10
• S63 Uniform Securities Agent State Law Examination
  2016-03-23

Other Names

• David Charles Frederiksen