Shaun Timothy Seales

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 03/2018
  Crossroads Capital Insurance Services
  Newport Beach, CA
• 02/2015 → 03/2018
  Crossroads Capital Distributors
  Newport Beach, CA
• 03/2018 → 12/2018
  Athene Annuity And Life Company
  West Des Moines, IA
• 12/2018 → 10/2020
  Lincoln Financial
  Radnor, PA
• 12/2018 → 11/2020
  Lincoln Financial
  Radnor, PA
• 04/2018 → 12/2018
  Athene
  West Des Moines, IA
• 01/2018 → 04/2018
  Voya Financial
  Des Moines, IA
• 03/2013 → 01/2018
  Crossroads Capital
  Newport Beach, CA
• 12/2020 → 02/2025
  Farmers Insurance
  Englewood, CO
• 01/2021 → 02/2025
  Farmers Financial Solutions
  Englewood, CO
• 02/2025 → Present
  Lpl Financial
  Englewood, CO

Other Businesses

1) 2/14/2025 - Alpine Financial Solutions - DBA for LPL Business - Inv Rel - At Reported Business Location(s) 2) 02/14/2025 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 12/2020 - 3 Hr/Mth 3) 02/21/2025 - Heritage Hills Metro District Board - Non-Profit Board Member - President - Not Investment Related - Centennial, OH - Start Date 05/10/2022 - 10 hours per month/ 3 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-04-21
• S63 Uniform Securities Agent State Law Examination
  2004-12-15

Other Names

• Shaun Timothy Seales
• Shaun Seales