David G Desaulniers

Ubs Financial Services Inc.

Claim This Profile

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2022-12-22
NH	RA	APPROVED	2017-01-06

ME RA
APPROVED

Since 2022-12-22
NH RA
APPROVED

Since 2017-01-06

Branch Locations

11 S. Main Street Suite 300, Concord, NH 03301 • United States

1155 Elm Street Suite 501, Manchester, NH 03101 • United States

Portland, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Concrod	NH	09/2015	Present

09/2015 → Present

Ubs Financial Services Inc.

Concrod, NH

Other Businesses

Assistant Coach at Upper Valley Rowing Foundation

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-01-06

S66 Uniform Combined State Law Examination

2017-01-06

View on SEC IAPD

Other Firms

FOCUS PARTNERS WEALTH, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

RBC CAPITAL MARKETS, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CETERA INVESTMENT ADVISERS LLC

WHITEGATE INVESTMENT COUNSELORS, INC.

Other Investors

ADAM JOSEPH RUEDIG

WILLIAM DAVIS CHAPIN

PAUL BASIL MAKRIS

PATRICK J. HENNING

TIFFANY ROSE SNOW

KATHERINE ROSE KIPPEN

Evan Basil Makris

Other Offices

FOCUS PARTNERS WEALTH, LLC · Concord, NH

EDWARD JONES · CONCORD, NH

MARINER · Concord, NH

MARINER · Concord, NH

BROOKSTONE CAPITAL MANAGEMENT LLC · Concord, NH

RBC CAPITAL MARKETS, LLC · CONCORD, NH

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Concord, NH

CETERA INVESTMENT ADVISERS LLC · CONCORD, NH

More in Concord, NH

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor