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Nathaniel William Brandt

Raymond James & Associates, Inc.

Burlington, WI

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-05-25
  • WI RA
    APPROVED
    Since 2018-05-25

Branch Locations

116 N. Pine Street, Burlington, WI 53105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Burlington WI 07/2015 11/2016
Wells Fargo Clearing Services, Llc Burlington WI 11/2016 05/2018
Raymond James & Associates Burlington WI 05/2018 Present
  • 07/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Burlington, WI
  • 11/2016 → 05/2018
    Wells Fargo Clearing Services, Llc
    Burlington, WI
  • 05/2018 → Present
    Raymond James & Associates
    Burlington, WI
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-01-25
  • S63 Uniform Securities Agent State Law Examination
    2017-01-25
Other Names
  • Nate Brandt

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BURLINGTON, WI
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LPL FINANCIAL LLC · Burlington, WI
EDWARD JONES · BURLINGTON, WI
LPL FINANCIAL LLC · BURLINGTON, WI
EDWARD JONES · BURLINGTON, WI
EDWARD JONES · BURLINGTON, WI
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