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437 Newman Springs Road, Lincroft, NJ 07738 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-08-31 |
| AR | RA | APPROVED | 2022-08-30 |
| TX | RA | APPROVED_RES | 2022-05-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Westlake | TX | 07/2015 | 02/2022 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 02/2022 |
| Pensionmark Financial Group | Santa Barbara | CA | 05/2022 | Present |
1. Frugal Investments, LLC; Non-Investment Related; Formed for Tax Purposes only; Owner; 5/6/2022; 0 hours per month; 0 hours during trading hours; LLC formed for Tax Purposes only. There is no client involvement and this is not held out to the public.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-11 |
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