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Saul Jonelle Serano

Charles Schwab & Co., Inc.

Newport Beach, CA

San Diego, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-26
  • CA RA
    APPROVED
    Since 2022-01-26

Branch Locations

16 Corporate Plaza Dr, Newport Beach, CA 92660 • United States

10920 Via Frontera Suite 100, San Diego, CA 92127-1730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade San Diego CA 06/2016 12/2022
Charles Schwab And Co., Inc. San Diego CA 12/2022 Present
Charles Schwab Bank, Ssb San Diego CA 11/2023 Present
  • 06/2016 → 12/2022
    Td Ameritrade
    San Diego, CA
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    San Diego, CA
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    San Diego, CA
Previous Registrations
  • 2016-06-22 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    San Diego, CA
    San Diego, CA
  • 2016-06-22 → 2022-10-14
    Td Ameritrade, Inc.
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-22
  • S66 Uniform Combined State Law Examination
    2015-12-22
Other Names
  • Saul Serano

View on SEC IAPD

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