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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-13 |
| HI | RA | APPROVED | 2020-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services | Honolulu | HI | 01/2016 | 05/2017 |
| First Hawaiian Bank | Kahului | HI | 01/2016 | 12/2019 |
| Raymond James Financial Services , Inc. | Honolulu | HI | 05/2017 | 07/2020 |
| Raymond James Financial Services Advisors Inc. | Honolulu | HI | 05/2017 | 07/2020 |
| Cetera Investment Advisers Llc | Kahului | HI | 07/2020 | Present |
| American Saving Bank | Kahului | HI | 07/2020 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-03 |
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