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18 Division Street Suite 202, Saratoga Springs, NY 12866 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-30 |
Branch Locations
18 Division Street Suite 202, Saratoga Springs, NY 12866 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Saratoga Springs | NY | 11/2009 | 12/2024 |
| Sterling Manor Financial | Saratoga Springs | NY | 04/2006 | Present |
| Sterling Mannor Financial Llc | Saratoga Springs | NY | 06/2016 | Present |
WILLIAM PENN/AMERICAN MAYFLOWER, INS SALES, 5 HRS/MO DUR TRAD HRS, SELL INS PRODUCTS; VIA BUFKIN, HEFFERON & SEIGEL/ASH BROKERAGE, INV REL, NY, AGENT FOR FIXED LIFE/LTC, AGENT, START 2007, 20 HRS/MO DUR TRAD HRS, AGENT FOR SEV INS COS VIA THE GA REFERENCED ABOVE; STERLING MANOR FINANCIAL, NON-INV REL, REAL ESTATE, PRINCIPLE BROKER, 6/09, 4 HRS/MO, DUR TRD HRS, REAL ESTATE LICENCED. 1ST INTEGRITY REAL ESTATE SERVICES, SARATOGA SPRINGS, NY, NON-INVESTMENT RELATED, COMMERCIAL REAL ESTATE, PARTNER, START 1/08, 1% OF TIME DEVOTED TO ACTIVITY, ADMINISTRATION DUTIES; OWNER OF RENTAL TOWNHOME LOCATED @ 4B KIRBY RD, SARATOGA SPRINGS, NY, NON-INVESTMENT RELATED, RECEIVE RENTAL INCOME. Sterling Manor Financial LLC, RIA/IAR/Partner 6/2016.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-17 |
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