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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-17
WI RA APPROVED 2016-11-29
  • TX RA
    APPROVED
    Since 2018-04-17
  • WI RA
    APPROVED
    Since 2016-11-29

Branch Locations

480 Pilgrim Way, Green Bay, WI 54304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. Green Bay WI 10/2015 10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Green Bay WI 11/2016 Present
Bank Of America, N.A. Green Bay WI 03/2017 Present
Previous Registrations
  • 2016-08-01 → 2016-10-11
    Sii Investments, Inc.
    Green Bay, WI
    Green Bay, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-29
  • S66 Uniform Combined State Law Examination
    2016-07-29
Other Names
  • Michael Calawerts
  • Lucas Calawerts
  • Michael Lucas Calawerts
  • Michael L Calawerts

View on SEC IAPD

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