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Timothy James Lee

Secfi Advisory Limited

San Diego, CA

New York, NY

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Current Employers
Secfi Advisory Limited

25 Broadway 10Th Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-17
NY RA APPROVED 2024-12-17
  • CA RA
    APPROVED
    Since 2024-12-17
  • NY RA
    APPROVED
    Since 2024-12-17

Branch Locations

San Diego, CA • United States

25 Broadway 10Th Floor, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dowling & Yahnke, Llc San Diego CA 06/2019 03/2023
Emoney Advisor San Diego CA 04/2017 06/2019
Unemployed San Diego CA 01/2017 04/2017
Penn Mutual San Diego CA 09/2016 12/2016
Unemployed San Diego CA 06/2016 09/2016
Corient San Diego CA 09/2022 Present
Cipw Service Company, Llc Toronto 01/2023 07/2023
Corient Services Llc Miami FL 07/2023 Present
  • 06/2019 → 03/2023
    Dowling & Yahnke, Llc
    San Diego, CA
  • 04/2017 → 06/2019
    Emoney Advisor
    San Diego, CA
  • 01/2017 → 04/2017
    Unemployed
    San Diego, CA
  • 09/2016 → 12/2016
    Penn Mutual
    San Diego, CA
  • 06/2016 → 09/2016
    Unemployed
    San Diego, CA
  • 09/2022 → Present
    Corient
    San Diego, CA
  • 01/2023 → 07/2023
    Cipw Service Company, Llc
    Toronto
  • 07/2023 → Present
    Corient Services Llc
    Miami, FL
Previous Registrations
  • 2022-09-15 → 2024-12-13
    Corient
    San Diego, CA
    Miami, FL
  • 2021-07-23 → 2023-03-31
    Dowling & Yahnke, Llc
    San Diego, CA
Designations

View on SEC IAPD

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