Breanna N Emmett

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2025-04-15
IA	RA	APPROVED	2023-06-15

MI RA
APPROVED

Since 2025-04-15
IA RA
APPROVED

Since 2023-06-15

Branch Locations

Commerce Twp, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jackson National Life Distributors Llc	Lansing	MI	04/2010	09/2018
Rbc Capital Markets, Llc.	Denver	CO	10/2018	07/2019
Unemployed	Denver	CO	09/2018	10/2018
Transamerica Investors Securities Corporation	Denver	CO	10/2019	Present
Transamerica Life Insurance Company	Denevr	CO	10/2019	Present

04/2010 → 09/2018

Jackson National Life Distributors Llc

Lansing, MI
10/2018 → 07/2019

Rbc Capital Markets, Llc.

Denver, CO
09/2018 → 10/2018

Unemployed

Denver, CO
10/2019 → Present

Transamerica Investors Securities Corporation

Denver, CO
10/2019 → Present

Transamerica Life Insurance Company

Denevr, CO

Previous Registrations

2019-07-02 → 2019-07-30

Rbc Capital Markets, Llc

Denver, CO

Other Businesses

1) Name: Optavia; ADDRESS: PERSONAL RESIDENCE; NOT INVESTMENT RELATED; Position: Coach; BUSINESS DESCRIPTION: Coach people on how to adopt healthy habits and kick unhealthy habits; CAPACITY: SOLE PROPRIETOR; START DATE: 11/1/2021; DUTIES: providing health assesments and coaching people thru the program; HOURS DEVOTED PER MONTH: 40; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. 2)Name: Lyft; ADDRESS: PERSONAL RESIDENCE; NOT INVESTMENT RELATED; Position: Driver; BUSINESS DESCRIPTION: Drive people to their location safely; CAPACITY: SOLE PROPRIETOR/PUBLIC COMPANY ; START DATE: 6/21/2021; DUTIES: DRIVING PEOPLE TO THEIR REQUESTED DESTINATION SAFELY; HOURS DEVOTED PER MONTH: 40; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. 3)Name: Wag; ADDRESS: PERSONAL RESIDENCE; NOT INVESTMENT RELATED; Position: Dog Walker/Pet Sitter; BUSINESS DESCRIPTION: watch after and walk pets when owners are away; CAPACITY: SOLE PROPRIETOR/PUBLIC COMPANY ; START DATE: 04/17/2023; DUTIES: Watch after and walk pets when owners are away; HOURS DEVOTED PER MONTH: 20; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-07-02

S66 Uniform Combined State Law Examination

2019-07-02

Other Names

Breanna Nicole Emmett
Breanna N Emmett

View on SEC IAPD