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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-05-21
TX RA APPROVED_RES 2021-07-09
CT RA APPROVED 2017-03-25
  • RI RA
    APPROVED
    Since 2024-05-21
  • TX RA
    APPROVED_RES
    Since 2021-07-09
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

South Kingstown, RI • United States

45 Glastonbury Boulevard 1St Floor, Glastonbury, CT 06033 • United States

South Kingstown, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Glastonbury CT 08/2015 03/2017
Massmutual Life Insurance Co Glastonbury CT 07/2016 Present
Mml Investors Services, Llc Glastonbury CT 03/2017 Present
  • 08/2015 → 03/2017
    Metlife
    Glastonbury, CT
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Glastonbury, CT
  • 03/2017 → Present
    Glastonbury, CT
Previous Registrations
  • 2016-03-14 → 2017-03-25
    Msi Financial Services, Inc.
    Glastonbury, CT
Other Businesses

(1)Name: Mathew Degroff Inv rel: Y Add: 45 Glastonbury Boulevard 1st Floor Glastonbury. CT 06033 Nature: Non MMLIA Insurance Brokerage Position: Agent Start date: 05/2017 No. HR/MO:45 No. HR/MO during sec trading: 25 Describe duties: Individual Life Health Group Life Group Health.. (2) Name: E&D Office Management S Corp. Inv rel: Y Add: 2 Beechwood Cir Cromwell, CT 06416 Nature: General- Partnership S Corp. used to pay administrative support staff Position: Partner Start date: 2/3/2021 No. HR/MO: 20 No. HR/MO during sec trading: 1 Describe duties: Pay administrative support staff and manage associated expenses (3) NAME: Mathew DeGroff INV REL: Y ADD: Residential Address NATURE: Life Settlements POSITION: Agent START DATE: 09/16/2025 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: Assist customers with sales of life policies to a life settlement company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-26
  • S66 Uniform Combined State Law Examination
    2016-02-26
Designations
Other Names
  • Mathew Degroff

View on SEC IAPD

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