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Austin Robert Murphy

LPl Financial LLC

Hialeah, FL

CRD 6538458

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-07
TX RA APPROVED 2026-08-04
  • FL RA
    APPROVED
    Since 2026-08-07
  • TX RA
    APPROVED
    Since 2026-08-04

Branch Locations

Hialeah, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 07/2017 03/2018
Unemployed Hallandale FL 05/2017 07/2017
Villanova School Of Law Villanova PA 08/2015 05/2017
Bank Of America, N.A. Fort Lauderdale FL 12/2017 03/2018
Sun Trust Investment Services Bal Harbour FL 03/2018 04/2019
Suntrust Advisory Services, Inc. Atlanta GA 03/2018 04/2019
Lpl Financial Llc Hallandale Beach FL 05/2019 12/2020
Level Four Advisory Services Hallandale Beach FL 05/2019 02/2021
Harbor Financial Services, Llc Mobile AL 01/2021 02/2021
Thurston Springer Financial Indianapolis IN 04/2021 08/2026
Lpl Financial Hialeah FL 08/2026 Present
  • 07/2017 → 03/2018
    Fort Lauderdale, FL
  • 05/2017 → 07/2017
    Unemployed
    Hallandale, FL
  • 08/2015 → 05/2017
    Villanova School Of Law
    Villanova, PA
  • 12/2017 → 03/2018
    Bank Of America, N.A.
    Fort Lauderdale, FL
  • 03/2018 → 04/2019
    Sun Trust Investment Services
    Bal Harbour, FL
  • 03/2018 → 04/2019
    Suntrust Advisory Services, Inc.
    Atlanta, GA
  • 05/2019 → 12/2020
    Hallandale Beach, FL
  • 05/2019 → 02/2021
    Hallandale Beach, FL
  • 01/2021 → 02/2021
    Harbor Financial Services, Llc
    Mobile, AL
  • 04/2021 → 08/2026
    Thurston Springer Financial
    Indianapolis, IN
  • 08/2026 → Present
    Lpl Financial
    Hialeah, FL
Previous Registrations
Other Businesses

1.08/04/2026; NA; Real Estate Rental; Investment Related; Miami,FL; Start Date 07/01/2025; 1hrs/mth; 0hrs during trading 2.08/04/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Pro Wealth Financial; Investment Related; at Reported Business Location(s); Start Date 07/08/2026; 160hrs/mth; 160hrs during trading 3.08/18/2026; Disability insurance; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/12/2026; 1hrs/mth; 0hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-22
  • S66 Uniform Combined State Law Examination
    2017-11-22
Other Names
  • Austin Murphy

View on SEC IAPD

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