Ashutosh S Sohoni

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2004 → 08/2018
  Bowling Green State University
  Bowling Green, OH
• 02/2016 → 12/2018
  Nylife Securities Llc
  Southfield, MI
• 01/2019 → 09/2019
  Northwestern Mutual Life Insurance Company
  Troy, MI
• 01/2019 → 09/2019
  Northwestern Mutual Investment Services Llc
  Troy, MI
• 08/2015 → 12/2018
  New York Life Insurance
  Southfield, MI
• 06/2020 → 08/2020
  J.P. Morgan Securities Llc
  Plano, TX
• 11/2019 → 02/2020
  Huntington Bank
  Waterford, MI
• 09/2018 → 09/2018
  Dmi Gc Holdings (Dialog Direct)
  Troy, MI
• 10/2020 → 06/2021
  Mass Mutual
  Dallas, TX
• 11/2020 → 06/2021
  Mml Investors Services
  Dallas, TX
• 08/2020 → 05/2021
  Texas Christian University
  Fort Worth, TX
• 05/2022 → 08/2022
  Tiaa
  Lewisville, TX
• 05/2022 → 08/2022
  Tiaa-Cref Individual & Institutional Services, Llc
  Lewisville, TX
• 08/2021 → 05/2022
  Sam Houston State University
  Huntsville, TX
• 02/2020 → 06/2020
  Unemployed
  Troy, MI
• 08/2022 → Present
  Fisher Investments
  Plano, TX

Other Businesses

Name: Texas Christian University Position: Adjunct Faculty - contractual relationship Nature: University offering undergraduate and graduate education Investment Related: No Hours: 48 Securities Trading Hours: 0 Start Date: 07/15/2020 Address: 2800 S. University Dr, Fort Worth TX 76129, United States Description: Adjunct Faculty teaching undergraduate classes in interior and graphic design

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-06-14

Designations

• Certified Financial Planner

Other Names

• Ashutosh Sohoni