Paul Michael Apodaca

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-12-04

CA RA
APPROVED

Since 2015-12-04

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

915 West Imperial Hwy Ste. 120, Brea, CA 92821-3850 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Money Concepts Capital Corp	Fullerton	CA	08/2015	Present
Nch Tax & Wealth Advisors	Fullerton	CA	05/2014	Present

08/2015 → Present

Money Concepts Capital Corp

Fullerton, CA
05/2014 → Present

Nch Tax & Wealth Advisors

Fullerton, CA

Other Businesses

1. NorthPoint Tax, Wealth & Business Advisory, LLP - 1661 EAST CHAPMAN AVE. #2A FULLERTON, CA 92831- INVESTMENT RELATED - WORK AS A TAX ADVISOR / PREPARER /ACCOUNTANT- STARTED 05/09/2014 - 160 TOTAL HRS/MO- 160HRS/MO DURING TRADING HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-11-20

S66 Uniform Combined State Law Examination

2015-11-20

Other Names

Paul M Apodaca

View on SEC IAPD

Employer firm

Current Employers

Money Concepts Capital Corp

Disclosures

Employment History

Other Businesses

Exams

Other Names

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