Guannan He

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 03/2018
  Citigroup Global Markets Inc
  Burlingame, CA
• 03/2018 → 08/2019
  Jpmorgan Chase Bank, N.A.
  San Jose, CA
• 03/2018 → 08/2019
  J.P. Morgan Securities Llc
  San Jose, CA
• 08/2019 → 02/2022
  Hsbc Securities (Usa) Inc.
  Mountainview, CA
• 08/2019 → 02/2022
  Hsbc Bank Usa, N.A.
  Mountainview, CA
• 02/2022 → Present
  J.P. Morgan Securities Llc
  Cupertino, CA
• 02/2022 → Present
  Jpmorgan Chase Bank, N.A.
  Cupertino, CA
• 08/2016 → 03/2018
  Citibank
  Burlingame, CA
• 11/2024 → Present
  Step Up Dance Studio
  Redmond, WA

Other Businesses

Entity Name: Step Up Dance Studio Investment related: No Address: no physical address, website is: www.stepupdancestudio-seattle.com Nature of the other business: Dance Studio Position/Title/Relationship: Employee/Contractor Start Date: 11/06/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: a hip-hop/jazz dance studio for Chinese students in Seattle. I will have a part time job to teach jazz classes. It is not similar to my JPMC role. No connection either.

Exams

• S66 Uniform Combined State Law Examination
  2022-05-09
• S63 Uniform Securities Agent State Law Examination
  2015-09-14

Other Names

• Doris He