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George Kenneth Livadas

Upslope Capital Management, LLC

Englewood, CO

CRD 4872098

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Employer firm

Upslope Capital Management, LLC CRD 288497

$14.5M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • INVESTMENT RESEARCH AND CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Upslope Capital Management, Llc

Englewood, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-08-04
  • CO RA
    APPROVED
    Since 2017-08-04

Branch Locations

Englewood, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scb Global Capital Management, Llc Denver CO 07/2015 06/2017
Upslope Capital Management, Llc Englewood CO 04/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-15
S63 Uniform Securities Agent State Law Examination 2010-10-11
  • S65 Uniform Investment Adviser Law Examination
    2017-06-15
  • S63 Uniform Securities Agent State Law Examination
    2010-10-11
Other Names
  • George Livadas

View on SEC IAPD

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